Regulatory Information

We are committed to the highest standards of regulation and compliance to ensure the protection of your funds and information.

Regulatory Authority

Regulated by Financial Conduct Authority (FCA)

License Number: 123456

BrokerPro is licensed and regulated by the Financial Conduct Authority (FCA) in the United Kingdom, ensuring our compliance with the highest industry standards.

Client Protection

Segregated Accounts

Client funds are held in segregated accounts with tier-1 banks, separate from company funds.

Compensation Scheme

Clients are protected under the Financial Services Compensation Scheme (FSCS) up to £85,000 per client.

Negative Balance Protection

We provide negative balance protection for retail clients, meaning you cannot lose more than your account balance.

Compliance

Anti-Money Laundering

We have strict anti-money laundering policies and follow comprehensive Know Your Customer procedures.

Data Protection

GDPR Compliance
We are committed to protecting your privacy and comply with the General Data Protection Regulation (GDPR).

Reporting & Transparency

Trade Reporting

All trades are reported to relevant regulatory authorities in accordance with MiFID II requirements.

Financial Reports

We publish our annual financial reports and regulatory updates regularly.

Regulatory Contact

For regulatory inquiries or complaints, you can contact our compliance department or directly with the Financial Conduct Authority.

Compliance Email [email protected]
FCA Website www.fca.org.uk
FCA Contact +44 20 7066 1000

Disclaimer

This information is accurate at the time of publication. Regulatory requirements may change, and we advise clients to check the latest information on the FCA website.